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Home > Sterne, Agee & Leach > Equity Capital Markets > Institutional Equity Sales and Trading
 


 

Sterne Agee Institutional Equity Sales and Trading

 

Our Sales and Trading Department manages the firm’s syndicate, trading and market making activities, as well as our private client and institutional sales functions

    • Trading and Market Making
      • Active market making in over 425 NASDAQ securities  
      • 144A Transactions with related filings
      • Share Repurchase Services
      • ESPP/Exchange Distribution Services
    • Private Client and Institutional Sales
      • Offices in 22 states
      • Over 200 financial advisors (Sterne, Agee & Leach, Inc. and Sterne Agee Financial Services, Inc.)
      • Provides clearing services to 85 independent broker-dealers nationwide
    • Syndicate
      • Coordinate internal distribution of securities
      • Manage distribution of securities to the “Street”
      • Coordinate roadshows (deal and non-deal roadshows)
    • Coordinate provision of other Sterne Agee services
    • Ongoing client support